Stan C. Faries, President of ALA, has been engaged in state-of-the-art asset/liability management since 1984. Mr. Faries' career spans four companies:
- Asset / Liability Advisors, Inc., an A/L advisory firm (96-present) - First Banks, Inc., a $4 billion multi-bank holding company (94-96) - Roosevelt Bank FSB, an $8 billion thrift before its acquisition (83-94) - Financial Research Associates, a market research consulting firm (79-83)
A summary of Mr. Faries' experience follows:
- Numerous implementations of interest rate risk measurement and management processes, including development of extensive policies, acquisition and training of A/L department personnel, and asset/liability committee leadership. Experience in implementing and using ALM models such as QRM, BancWare, IPS-Sendero and FTI. - Provided advice to software companies regarding ALM model development. - As Chief Investment Officer of two multi-billion dollar banking concerns, have extensive asset/ liability and portfolio management experience, including management of $2 billion portfolios of mortgage-backed securities and mortgage derivative products (REMICs, IOs, POs, residuals, etc.), and rate risk reducing instruments such as financial futures, interest rate swaps, and OTC/ exchange- traded options. - Introduction of risk adjusted pricing system for loans and deposits, permitting the allocation of funds to the most attractive asset alternatives, and providing funds for those assets from the lowest cost sources. - General banking experience including development of cost accounting system, management of market research and product development activities, and studies evaluating branch facilities and ATMs.
Mr. Faries has dealt with examiners of all federal banking and thrift regulatory agencies, as well as numerous state regulators. His open, honest and respectful approach has resulted in excellent working relationships with the various agencies. As a commentator on regulatory issues, Mr. Faries has positively influenced banking regulatory policy.
Mr. Faries holds a Master of Arts degree in Economics from the University of Missouri. He has been a speaker at regulatory forums on interest rate risk management and served on the Industry Advisory Panel for the OTS Interest Rate Risk Model. |